Valenti Hanley PLLC

Know your options for your investment portfolio

As an investor, you have the right to say how your money is handled. You need to know that you can count on your advisor to do what you feel is best for your money. There are times when your advisor might provide options to you that might work better than what you had planned. It is up to you to determine whether you want to take advantage of those options or not. When you choose not to, that advisor should abide by your wishes.

There are specific laws that advisors have to comply with. One of these is that they can't put their own wishes before yours when they are dealing with your money. Even when they don't agree with your choices, they have to let you know the reasons why your plan might not be the best option, but they can't bypass what you want if you specifically instruct them.

Another issue that you might face is that your advisor is only telling you partial truths. You count on this person to give you accurate and complete information. When this doesn't happen, there is a serious issue. In this case, you may have to take legal action.

It is imperative that you feel comfortable with how your investment portfolio is handled. If you feel as though your advisor is putting your interests after their own, you might opt to explore your legal options. You should determine how to get your finances where you want them and how to proceed from here. We can help you decide what course to follow.

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