Exceptional and accessible legal representation across Kentucky and Nationwide


Securities Offerings Tailored To Your Unique Needs

We work with a wide range of businesses and individuals who issue securities. Compliance with relevant state and federal securities laws is imperative to enterprises of any size. We provide the full spectrum of essential securities services, including drafting and reviewing private placement memoranda and other exempt securities built around the nuances of your unique business needs.

While it is a complex undertaking, the experienced attorneys at Valenti Hanley PLLC have a solid track record of helping clients anticipate regulatory disputes and other legal issues and thus avoid costly consequences. Call us today to schedule a consultation in our Louisville office at toll free 866-617-6209.

Compliance When Offering And Registering Securities Is Essential

The  Securities and Exchange Commission (“SEC”), and state regulatory bodies such as the Kentucky Department of Financial Institutions and the Colorado Division of Securities, regulate various aspects of securities. When your business is preparing to offer, register and sell financial products or investments, the lawyers at Valenti Hanley PLLC can provide reliable in-depth knowledge. We understand that compliance with strict securities regulations is critical to the success of your business.

Our firm represents entrepreneurs from startup corporations, to joint ventures, to sole proprietorships. Our experience and attention to detail can give your business a competitive advantage in successfully processing securities offerings. Our transactional services include:

  • Preparing private placement memoranda
  • Creating subscription agreements
  • Drafting complex disclosures
  • Preparing other legal
  • documents for offerings such as operating agreements or limited partnership agreements
  • Counseling clients on risk disclosure language in securities offering memorandum

Bring Your Securities Concerns And Questions To A Firm With Comprehensive Experience

To learn more about how our firm can support your compliance of regulations in the offering of securities, please contact Valenti Hanley PLLC today by completing our online form or by calling 866-617-6209 toll free.