When a franchisee makes an operational mistake or faces a lawsuit, you might wonder if that liability can reach your company’s doorstep. The answer to that question usually comes down to one important factor: control. Here is how it usually plays out. What makes a...
Securities Law Blog
What records should Kentucky cannabis businesses keep?
Kentucky’s medical cannabis industry is regulated, and good records can help you prove that your business operates responsibly. Whether you run a dispensary, cultivation site, processor or facility, paperwork should tell a clear story about products, employees and...
Taking action when aging parents fall victim to investment fraud
Investment fraud can happen to anyone. Those who misrepresent opportunities, overstate returns and minimize risk can seek out clients of all ages and backgrounds. However, older adults are especially vulnerable to investment fraud. Their concerns about not only...
Understanding marijuana business law in Colorado
Colorado has played a major role in the growth of the cannabis industry. For business owners, this creates opportunity, but it also requires careful attention to state rules and ongoing compliance. Marijuana business law in Colorado covers licensing, sales, product...
What is unauthorized trading and how can investors spot it?
Many people trust a financial adviser or broker to manage their investments. That trust depends on clear communication and informed decisions. If you notice trades that you did not approve, you may wonder whether someone acted without your permission. Learning how...
3 must-have clauses in a business contract
In business contracts, the absence of important clauses may land you in trouble. That is why you must craft an iron-clad business contract that includes all essential terms. Here is what you need to know about them. Termination Clause Be it a relationship or business...
FINRA arbitration process: What investors should expect
Facing a dispute with a brokerage firm is often overwhelming. Many investors are surprised to learn that most claims must go through the Financial Industry Regulatory Authority (FINRA) arbitration system. While this aims to resolve cases without the need for court...
Why are older adults often targeted for fraud?
Reports show that older adults are often the target of fraud, such as investment fraud, bank fraud, wire fraud and similar schemes. For instance, one report looked at those who had lost over $10,000 in a scam between 2020 and 2024. The number of people who had been...
Business partners and conflicts over ownership percentages
Business partners can run into conflicts over a wide variety of issues. Many of them are financial, such as how to split up revenue or how much each person needs to contribute to the business. There can also be conflicts over roles and responsibilities, long-term...
Can an investment advisor get you involved in insider trading?
People who have a fair amount of money to invest look for an investment advisor who can navigate them through the twists and turns of the economy, stock and bond markets and U.S. dollar fluctuations. They want professionals who can foresee upcoming changes as much as...


