Losing your retirement money to a margin call can feel terrible. You might wonder if you can hold your broker responsible. Margin agreements usually let brokers sell your holdings without advance notice. However, you might have a claim if your broker broke industry...
Kentucky distilleries draw investors, founders and business buyers. A bourbon venture can offer real financial returns, but those returns depend heavily on how clearly the deal is structured from the start.This happens when co-owners do not define key terms before the...
Running a business comes with financial risks, especially when the business takes on debt. If the business cannot pay its debts, creditors may try to recover money from the owner if the owner is personally liable for those debts. Taking steps to protect personal...
When a franchisee makes an operational mistake or faces a lawsuit, you might wonder if that liability can reach your company’s doorstep. The answer to that question usually comes down to one important factor: control. Here is how it usually plays out. What makes a...
Kentucky’s medical cannabis industry is regulated, and good records can help you prove that your business operates responsibly. Whether you run a dispensary, cultivation site, processor or facility, paperwork should tell a clear story about products, employees and...
Investment fraud can happen to anyone. Those who misrepresent opportunities, overstate returns and minimize risk can seek out clients of all ages and backgrounds. However, older adults are especially vulnerable to investment fraud. Their concerns about not only...
Colorado has played a major role in the growth of the cannabis industry. For business owners, this creates opportunity, but it also requires careful attention to state rules and ongoing compliance. Marijuana business law in Colorado covers licensing, sales, product...
Many people trust a financial adviser or broker to manage their investments. That trust depends on clear communication and informed decisions. If you notice trades that you did not approve, you may wonder whether someone acted without your permission. Learning how...
In business contracts, the absence of important clauses may land you in trouble. That is why you must craft an iron-clad business contract that includes all essential terms. Here is what you need to know about them. Termination Clause Be it a relationship or business...
Facing a dispute with a brokerage firm is often overwhelming. Many investors are surprised to learn that most claims must go through the Financial Industry Regulatory Authority (FINRA) arbitration system. While this aims to resolve cases without the need for court...
