Valenti Hanley PLLC

October 2019 Archives

The dangers of disclosing a financial investigation to investors

If your company is under investigation by the Securities and Exchange Commission (SEC) for financial fraud, should you notify your investors? Some companies believe that transparency is important, so they disclose these investigations.

Could the Sarbanes-Oxley Act trip you up?

Most Louisville residents have never heard of the Sarbanes-Oxley Act that was signed into law by President George W. Bush back in 2002. But this comprehensive federal law — it has 11 sections — could indeed adversely impact your life if you wind up on the wrong side of the law with the Securities and Exchange Commission (SEC).

When securities laws are violated, investor lawsuits can help

As an investor in a company, you have a good reason to be interested in how that company conducts its business. When the leaders of a company behave incompetently or commit some form of misconduct that damages the value of the company (and your investment), a lawsuit may be an appropriate course of action.

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Valenti Hanley PLLC
401 West Main Street
Suite 1950
Louisville, KY 40202

Toll Free: 866-617-6209
Phone: 502-208-5017
Fax: 502-568-2101
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