Valenti Hanley PLLC

December 2018 Archives

What constitutes a breach of fiduciary duty in investment law?

Investment advisors often have a fiduciary obligation to their clients. Depending on the nature of the relationship between the client and the advisor, this fiduciary obligation could be stronger in some cases. When a broker or advisor is dishonest and makes decisions for their client that are not in the client's best interests, the advisor will have breached their fiduciary obligations and could be financially liable for the damages caused by this breach.

Keep a close eye on your investments so you can act quickly

You have the right to expect that your financial advisor is going to do what is best for your financial future. You shouldn't have to worry about your investments just because you aren't watching these accounts daily. The problem that sometimes comes up is that investment professionals might not always behave in a way that is best for their clients.

Has your company failed to register securities?

In the state of Kentucky and in the rest of the United States, companies are held to the Registration Under the Securities Act of 1933. This law means that companies must provide certain information so that transparency is maintained. This information is submitted through the registration of securities.

Top benefits of hiring a securities attorney

Securities attorneys play an important role for both individuals and companies. Anyone can hire a securities attorney, but what are the benefits of doing so? We will explore the benefits of hiring such an attorney so you can make an informed decision.

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Valenti Hanley PLLC
401 West Main Street
Suite 1950
Louisville, KY 40202

Toll Free: 866-617-6209
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