Entrepreneurs and companies of all sizes and types must vigilantly protect their intellectual property. A brand, invention or creative work can be the basis of an entire business plan and if it becomes vulnerable to competitors, the business could face market loss and...
Recently, we discussed the relatively new Regulation Best Interest (Reg BI) promulgated by the Securities and Exchange Commission (SEC) that imposes on broker-dealers an enhanced standard of care toward their retail customers. Since June 30, 2020, broker-dealers and...
June 30, 2020 was the deadline for compliance with new standards of conduct for broker-dealers in their professional relationships with retail clients. To that end, the Securities and Exchange Commission (SEC) adopted new regulations, including Regulation Best...
