One potential issue you could run into with your broker is if they tell you to quickly buy a specific stock because the company is about to pay out a dividend on that stock. Brokers will sometimes act as if this gives you a fast, easy way to make money, or they'll...
Month: July 2019
10 factors that could lead to financial loss and litigation
When you suffer losses in your investment portfolio that you believe goes beyond the typical actions of the market, you could have some legal recourse. There are several factors that could have contributed to your losses for which you can seek relief.Some of these...
Digital tokens investments may violate securities laws
In early June, the Canadian social media giant Kik began seeking funding to fight the U.S. Securities and Exchange Commission (SEC). They estimated that it would cost 5 million to do so.When the company initially went into business in 2017, they did so using $100...
Why must Kentucky companies register securities with the SEC?
A law that emerged out of the Great Depression still guides securities laws today.The Securities of Act of 1933 has two core objectives: to see to it that investors are given necessary financial information about securities before they buy them and to keep securities...