When someone tells you about a "can't miss" investment opportunity, do you wonder if it's really just fraud? Are they running a scam? Maybe the way they talk about it tips you off; they say that there is no risk at all, for instance, when you know that all investments...
Month: January 2020
How do I select a financial adviser?
You've decided to take the plunge and hire a financial adviser. But while the bulk of people in the profession are honest, financial advisers occasionally get a bad rap. So, as you look for someone to help you handle your money, what questions should you ask, and what...
Merger objections drive a huge increase in securities litigation
A lot of people are more concerned about private security than private securities. But more and more individuals and companies are looking to securities litigation as a good way to protect wealth and interests in the market.Is securities litigation a big part of the...
How to effectively manage conflicts in business
Conflicts can arise in all aspects of life, and they need to be handled appropriately when they occur. If they are not handled effectively, they can become bigger issues that affect the success of a business in the long term.Disputes may arise between coworkers or...
Do I have to register securities in Kentucky?
All securities that are offered or sold here in Kentucky must be registered. This is required by state law. There are some rare instances in which a security is covered or exempt and may not have to be registered though. Anyone wishing to register a security in the...