FINRA

Investors hurt by broker fraud may consider FINRA arbitration, part 2

On behalf of Valenti Hanley PLLC | Nov 2, 2020 | FINRA, Representing Investors, Securities Law And Litigation

In part 1 of this post, we talked about the role of the Financial Industry Regulatory Authority (FINRA) as a forum where investors can arbitrate claims of negligence, improper investment or fraud against their brokers or brokerage firms for problematic investments...