Whether you’re an inventor, involved in research and development, or simply a sports fan, here’s a juicy story about intellectual property litigation and Major League Baseball. Nationally prominent sports psychologist and throwing coach Tom House had to take a...
Disputes between financial advisers and their employers are often complex. Broker-dealer and registered investment adviser (RIA) firms often entice financial advisers to join their organizations through sign-on bonuses and opportunities for higher earnings. That’s...
When a registered broker-dealer or investment advisor leaves a firm for any reason, the reason is submitted to the appropriate jurisdiction and self-regulatory agencies, including the Financial Industry Regulatory Authority (FINRA). That means that future employers...
