It doesn’t matter that you’re a savvy investor. It doesn’t matter if you’re educated, if you’re smart or if you’re self-reliant. In fact, if you’re nearing or at retirement age with substantial assets, you may be just who securities fraudsters and pyramid schemers are...
Month: February 2023
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I was sold an inappropriate investment. Do I have any recourse?
You may. If a registered broker-dealer or investment adviser sold you an investment that went against your risk profile and you lost money, they may have violated their legal duty to you. You may be able to get your money back via mediation or arbitration through the...
5 questions to help you evaluate an investment opportunity
When you have a promising new investment opportunity, it’s tempting to jump on board right away. At the same time, you’re naturally wary of committing to something that might not work out – or worse, something that is a fraud. How can you tell the difference? Here are...